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UNIVERSAL TECHNICAL INSTITUTE INC Director's Dealing 2012

Nov 9, 2012

31931_dirs_2012-11-09_c9388435-3354-4d97-8677-10e0d55f14fb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2012-11-08

Reporting Person: Crain Richard (SVP, Marketing and Strategy)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-11-08 Common Stock, $0.0001 par value M 1223 $11.41 Acquired 1778 Direct
2012-11-08 Common Stock, $0.0001 par value S 1223 $12.8108 Disposed 555 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-11-08 Employee Stock Option (Right To Buy) $11.41 M 1223 Disposed 2016-02-25 Common Stock, $0.0001 par value (1223) Direct

Footnotes

F1: Number reflects 32,585 shares of restricted stock which were forfeited upon termination of employment.