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UNIVERSAL TECHNICAL INSTITUTE INC — Director's Dealing 2012
Nov 9, 2012
31931_dirs_2012-11-09_c9388435-3354-4d97-8677-10e0d55f14fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2012-11-08
Reporting Person: Crain Richard (SVP, Marketing and Strategy)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-08 | Common Stock, $0.0001 par value | M | 1223 | $11.41 | Acquired | 1778 | Direct |
| 2012-11-08 | Common Stock, $0.0001 par value | S | 1223 | $12.8108 | Disposed | 555 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-08 | Employee Stock Option (Right To Buy) | $11.41 | M | 1223 | Disposed | 2016-02-25 | Common Stock, $0.0001 par value (1223) | Direct |
Footnotes
F1: Number reflects 32,585 shares of restricted stock which were forfeited upon termination of employment.
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