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UNIVERSAL TECHNICAL INSTITUTE INC Director's Dealing 2012

Oct 9, 2012

31931_dirs_2012-10-09_ae1d4748-e3d4-46db-9603-0e726597c957.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2012-10-05

Reporting Person: Riggs Thomas E (SVP Marketing)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-10-05 Common Stock, $0.0001 par value M 19425 $12.75 Acquired 24477 Direct
2012-10-05 Common Stock, $0.0001 par value S 19425 $13.52 Disposed 5052 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-10-05 Employee Stock Option (Right To Buy) $12.75 M 19425 Disposed 2015-06-03 Common Stock, $0.0001 par value (19425) Direct

Footnotes

F1: Number reflects 38,871 shares of restricted stock which were forfeited upon termination of employment.