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UNIVERSAL TECHNICAL INSTITUTE INC — Director's Dealing 2012
Oct 9, 2012
31931_dirs_2012-10-09_ae1d4748-e3d4-46db-9603-0e726597c957.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2012-10-05
Reporting Person: Riggs Thomas E (SVP Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-05 | Common Stock, $0.0001 par value | M | 19425 | $12.75 | Acquired | 24477 | Direct |
| 2012-10-05 | Common Stock, $0.0001 par value | S | 19425 | $13.52 | Disposed | 5052 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-05 | Employee Stock Option (Right To Buy) | $12.75 | M | 19425 | Disposed | 2015-06-03 | Common Stock, $0.0001 par value (19425) | Direct |
Footnotes
F1: Number reflects 38,871 shares of restricted stock which were forfeited upon termination of employment.
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