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UNIVERSAL TECHNICAL INSTITUTE INC Director's Dealing 2011

Nov 17, 2011

31931_dirs_2011-11-17_476205bb-8121-497e-941d-2bf4737bfc2c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2011-11-15

Reporting Person: Riggs Thomas E (SVP Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-11-15 Common Stock, $0.0001 par value M 157 $14.37 Acquired 44220 Direct
2011-11-15 Common Stock, $0.0001 par value F 50 $14.37 Disposed 44170 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-11-15 Performance Shares $0.00 M 157 Disposed 2012-11-15 Common Stock, $0.0001 par value (157) Direct

Footnotes

F1: The Compensation Committee approved a 25% payout of the second tranche of performance units based on UTI's relative total shareholder return as measured on September 30, 2011.

F2: Shares withheld to satisfy tax liability.

F3: Amount reduced by the unearned performance shares forfeited due to UTI's relative total shareholder return as measured on September 30, 2011.