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UNIVERSAL TECHNICAL INSTITUTE INC — Director's Dealing 2011
Apr 7, 2011
31931_dirs_2011-04-07_eb8c909b-6f50-47a7-a4bb-8e142639ff5d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2011-04-05
Reporting Person: MCWATERS KIMBERLY J (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-04-05 | Common Stock, $0.0001 par value | M | 33268 | $4.397 | Acquired | 177314 | Direct |
| 2011-04-05 | Common Stock, $0.0001 par value | S | 33268 | $20.00 | Disposed | 144046 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-04-05 | Employee Stock Option (Right To Buy) | $4.397 | M | 33268 | Disposed | 2012-04-02 | Common Stock, $0.0001 par value (33268) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.0001 par value | 1842 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2010.
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