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UNIVERSAL TECHNICAL INSTITUTE INC — Director's Dealing 2010
Mar 11, 2010
31931_dirs_2010-03-11_202ec32c-8cb9-49c8-b15a-6ef704ff8800.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2010-03-10
Reporting Person: Riggs Thomas E (SVP Campus Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-10 | Common Stock, $0.0001 par value | M | 8250 | $23.25 | Acquired | 26808 | Direct |
| 2010-03-10 | Common Stock, $0.0001 par value | M | 2100 | $23.63 | Acquired | 28908 | Direct |
| 2010-03-10 | Common Stock, $0.0001 par value | S | 11108 | $25.26 | Disposed | 17800 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-10 | Employee Stock Option (Right To Buy) | $23.25 | M | 8250 | Disposed | 2016-06-15 | Common Stock, $0.0001 par value (8250) | Direct |
| 2010-03-10 | Employee Stock Option (Right To Buy) | $23.63 | M | 2100 | Disposed | 2017-02-28 | Common Stock, $0.0001 par value (2100) | Direct |
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