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UNIVERSAL HEALTH SERVICES INC — Director's Dealing 2013
Nov 27, 2013
30533_dirs_2013-11-27_75411e37-b357-4c2c-b5e9-d25c373fd4d6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL HEALTH SERVICES INC (UHS)
CIK: 0000352915
Period of Report: 2013-11-26
Reporting Person: MILLER ALAN B (Director, Chairman and CEO, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-26 | Class A Common Stock | $ | J | 27848 | Disposed | Class B Common Stock (27848) | Indirect | |
| 2013-11-26 | Class A Common Stock | $ | J | 27848 | Acquired | Class B Common Stock (27848) | Direct | |
| 2013-11-26 | Class A Common Stock | $ | J | 27848 | Disposed | Class B Common Stock (27848) | Indirect | |
| 2013-11-26 | Class A Common Stock | $ | J | 27848 | Acquired | Class B Common Stock (27848) | Direct | |
| 2013-11-26 | Class A Common Stock | $ | J | 27848 | Disposed | Class B Common Stock (27848) | Indirect | |
| 2013-11-26 | Class A Common Stock | $ | J | 27848 | Acquired | Class B Common Stock (27848) | Direct | |
| 2013-11-26 | Class A Common Stock | $ | J | 29652 | Disposed | Class B Common Stock (29652) | Indirect | |
| 2013-11-26 | Class A Common Stock | $ | J | 29652 | Disposed | Class B Common Stock (29652) | Indirect | |
| 2013-11-26 | Class A Common Stock | $ | J | 29652 | Disposed | Class B Common Stock (29652) | Indirect |
Footnotes
F1: The Class A Common Stock is convertible into Class B Common Stock on a share for share basis.
F2: On November 26, 2013, each of The Abby Miller King 2011 GRAT, The Marc Daniel Miller 2011 GRAT and The Marni Spencer 2011 GRAT terminated and pursuant to its terms distributed 27,848 shares of Class A Common Stock to Alan B. Miller.The distribution resulted in a change of beneficial ownership from indirect to direct. Mr. Miller's pecuniary interest in these shares is unchanged.
F3: On November 26, 2013, each of The Abby Miller King 2011 GRAT, The Marc Daniel Miller 2011 GRAT and The Marni Spencer 2011 GRAT terminated pursuant to its terms distributed 29,652 shares of Class A Common Stock to certain Trusts for the benefit of Mr. Miller's family. Mr. Miller has no beneficial or pecuniary interest in those trusts.
F4: Immediately
F5: Not Applicable