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UNIVERSAL ELECTRONICS INC — Director's Dealing 2025
May 12, 2025
34452_dirs_2025-05-12_685dac90-d2e5-4fea-9efc-1523672feed6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2025-05-09
Reporting Person: Hackworth Bryan M (SVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-05-09 | Common Stock | M | 1346 | — | Acquired | 69481 | Indirect |
| 2025-05-09 | Common Stock | F | 710 | $6.865 | Disposed | 68771 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-05-09 | Restricted Stock Units | $ | M | 1346 | Disposed | Common Stock (1346) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11200 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Performance Stock Units | $ | Common Stock (116235) | 116235 | Direct | |
| Employee Stock Option (Rt to Buy) | $ | Common Stock (115760) | 115760 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These shares are held in the Hackworth Living Trust. Mr. Hackworth disclaims beneficial ownership of the shares.
F3: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F4: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F5: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
F6: This figure represents an aggregate number of restricted stock units held by Reporting Person.
F7: Each performance stock unit represents a contingent right to receive one share of UEI common stock.
F8: The performance stock units vest in accordance with the vesting schedule of each PSU grant.
F9: This figure represents an aggregate number of performance stock units held by Reporting Person.
F10: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F11: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F12: This figure represents an aggregate number of stock options held by Reporting Person.