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UNIVERSAL ELECTRONICS INC — Director's Dealing 2024
Jan 3, 2024
34452_dirs_2024-01-03_2ae10a7a-7828-476c-bc37-3d0552df6a05.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2024-01-01
Reporting Person: Hamilton Sue Ann (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-01 | Common Stock | M | 1250 | — | Acquired | 20833 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-01-01 | Restricted Stock Units | $ | M | 1250 | Disposed | Common Stock (1250) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Rt to Buy) | $ | 2029-11-01 | Common Stock (20000) | 20000 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These shares are held in the Sue Ann R. Hamilton Trust Account. Ms. Hamilton disclaims ownership of the shares held by the Trust.
F3: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.
F4: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F5: This figure represents an aggregate number of stock options held by Reporting Person.