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UNIVERSAL ELECTRONICS INC — Director's Dealing 2024
May 13, 2024
34452_dirs_2024-05-13_7a67d559-a1c0-42d9-ba9e-86e8abf62ca3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2024-05-09
Reporting Person: Hackworth Bryan M (SVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-09 | Common Stock | M | 1346 | — | Acquired | 60658 | Indirect |
| 2024-05-09 | Common Stock | F | 709 | $13.71 | Disposed | 59949 | Indirect |
| 2024-05-10 | Common Stock | M | 723 | — | Acquired | 60672 | Indirect |
| 2024-05-10 | Common Stock | F | 381 | $13.135 | Disposed | 60291 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-09 | Restricted Stock Units | $ | M | 1346 | Disposed | Common Stock (1346) | Direct | |
| 2024-05-10 | Restricted Stock Units | $ | M | 723 | Disposed | Common Stock (723) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11200 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Performance Stock Units | $ | Common Stock (0) | 27999 | Direct | |
| Employee Stock Option (Rt to Buy) | $ | Common Stock (0) | 136800 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These shares are held in the Hackworth Living Trust. Mr. Hackworth disclaims beneficial ownership of the shares.
F3: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F4: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F5: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
F6: Each performance stock unit represents a contingent right to receive one share of UEI common stock.
F7: The performance stock units vest in accordance with the vesting schedule of each PSU grant.
F8: This figure represents an aggregate number of performance stock units held by Reporting Person.
F9: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F10: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F11: This figure represents an aggregate number of stock options held by Reporting Person.