AI assistant
UNIVERSAL ELECTRONICS INC — Director's Dealing 2024
Jul 2, 2024
34452_dirs_2024-07-02_128382d8-e4ad-45ae-840b-5c1d947a183b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2024-07-01
Reporting Person: Hamilton Sue Ann (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-07-01 | Common Stock | M | 1250 | — | Acquired | 23333 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-07-01 | Restricted Stock Units | $ | M | 1250 | Disposed | Common Stock (1250) | Direct | |
| 2024-07-01 | Restricted Stock Units | $ | A | 5000 | Acquired | Common Stock (5000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Rt to Buy) | $ | Common Stock (0) | 20000 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These shares are held in the Sue Ann R. Hamilton Trust Account. Ms. Hamilton disclaims ownership of the shares held by the Trust.
F3: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.
F4: Restricted stock units awarded on July 1, 2024 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2025.
F5: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F6: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F7: This figure represents an aggregate number of stock options held by Reporting Person.