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UNIVERSAL ELECTRONICS INC — Director's Dealing 2024
Jul 2, 2024
34452_dirs_2024-07-02_8d1c1fd9-5627-4be9-a29e-1c4295533b4c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2024-07-01
Reporting Person: Singer Eric (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-07-01 | Common Stock | M | 1250 | — | Acquired | 2653 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-07-01 | Restricted Stock Units | $ | M | 1250 | Disposed | Common Stock (1250) | Direct | |
| 2024-07-01 | Restricted Stock Units | $ | A | 5000 | Acquired | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1544647 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: Shares of the Issuer's Common Stock owned directly by Toro 18. Immersion, as the sole member of Toro 18, may be deemed to beneficially own the shares owned directly by Toro 18. Mr. Martin, as the Chief Strategy Officer of Toro 18, may be deemed to beneficially own the shares owned directly by Toro 18. Mr. Singer, as the President and Chief Executive Officer of Toro 18, may be deemed to beneficially own the securities owned directly by Toro 18.
F3: These restricted stock units were granted on January 1, 2024, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.
F4: Restricted stock units awarded on July 1, 2024 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2025