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UNIVERSAL ELECTRONICS INC — Director's Dealing 2024
Nov 12, 2024
34452_dirs_2024-11-12_decd5980-4194-4b38-b253-bf0be1c4940b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2024-11-09
Reporting Person: Ammari Ramzi (Sr.VP Corp Planning & Strategy)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-09 | Common Stock | M | 1178 | — | Acquired | 29745 | Direct |
| 2024-11-09 | Common Stock | F | 492 | $10.25 | Disposed | 29253 | Direct |
| 2024-11-10 | Common Stock | M | 663 | — | Acquired | 29916 | Direct |
| 2024-11-10 | Common Stock | F | 277 | $10.25 | Disposed | 29639 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-11-09 | Restricted Stock Units | $ | M | 1178 | Disposed | Common Stock (1178) | Direct | |
| 2024-11-10 | Restricted Stock Units | $ | M | 663 | Disposed | Common Stock (663) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Rt to Buy) | $ | Common Stock (0) | 97280 | Direct | |
| Performance Stock Units | $ | Common Stock (0) | 24000 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F3: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F4: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
F5: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F6: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F7: This figure represents an aggregate number of stock options held by Reporting Person.
F8: Each performance stock unit represents a contingent right to receive one share of UEI common stock.
F9: The performance stock units vest in accordance with the vesting schedule of each PSU Grant.
F10: This figure represents an aggregate number of performance stock units held by Reporting Person.