AI assistant
UNIVERSAL ELECTRONICS INC — Director's Dealing 2023
Feb 14, 2023
34452_dirs_2023-02-14_54547d2f-7a0b-4da3-9279-c9cc54c90996.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2023-02-10
Reporting Person: Hackworth Bryan M (SVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-10 | Common Stock | M | 2893 | — | Acquired | 57378 | Direct |
| 2023-02-10 | Common Stock | F | 1702 | $24.405 | Disposed | 55676 | Direct |
| 2023-02-11 | Common Stock | M | 421 | — | Acquired | 56097 | Direct |
| 2023-02-11 | Common Stock | F | 247 | $24.405 | Disposed | 55850 | Direct |
| 2023-02-12 | Common Stock | M | 541 | — | Acquired | 56391 | Direct |
| 2023-02-12 | Common Stock | F | 318 | $24.405 | Disposed | 56073 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-10 | Restricted Stock Units | $ | M | 2893 | Disposed | Common Stock (2893) | Direct | |
| 2023-02-11 | Restricted Stock Units | $ | M | 421 | Disposed | Common Stock (421) | Direct | |
| 2023-02-12 | Restricted Stock Units | $ | M | 541 | Disposed | Common Stock (541) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Rt. To Buy) | $ | Common Stock (0) | 152100 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F3: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F4: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
F5: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F6: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F7: This figure represents an aggregate number of stock options held by Reporting Person.