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UNIVERSAL ELECTRONICS INC — Director's Dealing 2023
Feb 28, 2023
34452_dirs_2023-02-28_670b2338-dbd9-47a7-b791-d2e9c43efd3e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2023-02-25
Reporting Person: Chong David Cheung Hyen (Executive Vice President -Asia)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-25 | Common Stock | M | 976 | — | Acquired | 22540 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-25 | Restricted Stock Units | $ | M | 976 | Disposed | Common Stock (976) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5112 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (Rt to Buy) | $ | Common Stock (0) | 46230 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.
F3: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
F4: Exercise Price determined in accordance with the Company's applicable Stock Incentive Plan,
F5: The Exercisable and Expiration dates were reported at the time the stock options were granted.
F6: This figure represents an aggregate number of stock options held by Reporting Person.