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UNIVERSAL ELECTRONICS INC — Director's Dealing 2023
May 15, 2023
34452_dirs_2023-05-15_acaff364-f8b6-4a84-9ec2-b0721c053010.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2023-05-11
Reporting Person: ARLING PAUL D (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-11 | Common Stock | M | 1472 | — | Acquired | 254902 | Indirect |
| 2023-05-11 | Common Stock | F | 616 | $8.575 | Disposed | 254286 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-11 | Restricted Stock Units | $ | M | 1472 | Disposed | Common Stock (1472) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1800 | Direct |
| Common Stock | 1000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Rt. To Buy) | $ | Common Stock (0) | 457075 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares.
F3: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F4: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F5: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
F6: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F7: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F8: This figure represents an aggregate number of stock options held by Reporting Person.