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UNIVERSAL ELECTRONICS INC — Director's Dealing 2023
May 15, 2023
34452_dirs_2023-05-15_5414a159-1341-4fd1-b2e7-10a0bc32de3d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2023-05-11
Reporting Person: KOOPMANS MENNO (Sr. V.P., Global Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-11 | Common Stock | M | 210 | — | Acquired | 11783 | Direct |
| 2023-05-11 | Common Stock | F | 85 | $8.575 | Disposed | 11698 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-11 | Restricted Stock Units | $ | M | 210 | Disposed | Common Stock (210) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (Rt. To Buy) | $ | Common Stock (0) | 64005 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F3: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F4: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
F5: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F6: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F7: This figure represents an aggregate number of stock options held by Reporting Person.