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UNIVERSAL ELECTRONICS INC Director's Dealing 2023

Jul 3, 2023

34452_dirs_2023-07-03_e73ca046-9d3c-4b1a-a080-6757383473cc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2023-07-01

Reporting Person: Hamilton Sue Ann (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-07-01 Common Stock M 1250 Acquired 18333 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-07-01 Restricted Stock Units $ M 1250 Disposed Common Stock (1250) Direct
2023-07-01 Restricted Stock Units $ A 5000 Acquired Common Stock (5000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Rt. to buy) $ Common Stock (0) 20000 Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2: These shares are held in the Sue Ann R. Hamilton Trust Account. Ms. Hamilton disclaims ownership of the shares held by the Trust.

F3: These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and were paid quarterly over a period ending July 1, 2023.

F4: Restricted stock units awarded on July 1, 2023 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2024.

F5: Exercise Price Determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F6: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.

F7: This figure represents an aggregate number of stock options held by Reporting Person.