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UNIVERSAL ELECTRONICS INC Director's Dealing 2023

Aug 14, 2023

34452_dirs_2023-08-14_413bc3f0-6cf9-4d56-8542-e9e5f886a175.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2023-08-11

Reporting Person: Chong David Cheung Hyen (Executive Vice President -Asia)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-08-11 Common Stock P 1000 $9.3719 Acquired 25634 Direct
2023-08-14 Common Stock P 1000 $9.7925 Acquired 26634 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5112 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ Common Stock (0) 15276 Direct
Employee Stock Options (Rt To Buy) $ Common Stock (0) 46230 Direct

Footnotes

F1: These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.

F2: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F5: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.

F6: This figure represents an aggregate number of stock options held by Reporting Person.