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UNIVERSAL ELECTRONICS INC Director's Dealing 2022

Feb 15, 2022

34452_dirs_2022-02-15_f53cfc05-381c-459f-973b-b799c4aa7f2f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2022-02-11

Reporting Person: ARLING PAUL D (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-02-11 Common Stock M 5890 Acquired 234332 Indirect
2022-02-11 Common Stock F 2936 $35.32 Disposed 231396 Indirect
2022-02-12 Common Stock M 1895 Acquired 233291 Indirect
2022-02-12 Common Stock F 897 $35.32 Disposed 232394 Indirect
2022-02-13 Common Stock M 2001 Acquired 234395 Indirect
2022-02-13 Common Stock F 947 $35.32 Disposed 233448 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-02-11 Restricted Stock Units $ M 5890 Disposed Common Stock (5890) Direct
2022-02-12 Restricted Stock Units $ M 1895 Disposed Common Stock (1895) Direct
2022-02-12 Employee Stock Option (Rt to Buy) $65.54 J 32295 Disposed 2022-02-12 Common Stock (32295) Direct
2022-02-13 Restricted Stock Units $ M 2001 Disposed Common Stock (2001) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1800 Direct
Common Stock 1000 Indirect

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares.

F3: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F5: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F6: These Stock Options expired without exercise.

F7: This figure represents an aggregate number of stock options held by Reporting Person.