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UNIVERSAL ELECTRONICS INC — Director's Dealing 2022
Feb 15, 2022
34452_dirs_2022-02-15_f53cfc05-381c-459f-973b-b799c4aa7f2f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2022-02-11
Reporting Person: ARLING PAUL D (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-11 | Common Stock | M | 5890 | — | Acquired | 234332 | Indirect |
| 2022-02-11 | Common Stock | F | 2936 | $35.32 | Disposed | 231396 | Indirect |
| 2022-02-12 | Common Stock | M | 1895 | — | Acquired | 233291 | Indirect |
| 2022-02-12 | Common Stock | F | 897 | $35.32 | Disposed | 232394 | Indirect |
| 2022-02-13 | Common Stock | M | 2001 | — | Acquired | 234395 | Indirect |
| 2022-02-13 | Common Stock | F | 947 | $35.32 | Disposed | 233448 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-11 | Restricted Stock Units | $ | M | 5890 | Disposed | Common Stock (5890) | Direct | |
| 2022-02-12 | Restricted Stock Units | $ | M | 1895 | Disposed | Common Stock (1895) | Direct | |
| 2022-02-12 | Employee Stock Option (Rt to Buy) | $65.54 | J | 32295 | Disposed | 2022-02-12 | Common Stock (32295) | Direct |
| 2022-02-13 | Restricted Stock Units | $ | M | 2001 | Disposed | Common Stock (2001) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1800 | Direct |
| Common Stock | 1000 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares.
F3: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F4: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F5: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
F6: These Stock Options expired without exercise.
F7: This figure represents an aggregate number of stock options held by Reporting Person.