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UNIVERSAL ELECTRONICS INC — Director's Dealing 2022
Feb 15, 2022
34452_dirs_2022-02-15_e1810ea0-a90d-419d-9bcf-05c4875101ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2022-02-12
Reporting Person: Chong David Cheung Hyen (Executive Vice President -Asia)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-13 | Common Stock | M | 615 | — | Acquired | 16345 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-12 | Employee Stock Option (Rt. to Buy) | $65.54 | J | 11100 | Disposed | 2022-02-12 | Common Stock (11100) | Direct |
| 2022-02-13 | Restricted Stock Units | $ | M | 615 | Disposed | Common Stock (615) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5112 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.
F3: These stock options expired without exercise.
F4: This figure represents an aggregate number of stock options held by Reporting Person.
F5: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
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