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UNIVERSAL ELECTRONICS INC — Director's Dealing 2022
Feb 15, 2022
34452_dirs_2022-02-15_a1946dbb-5eef-4401-bc73-eba425f06a42.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2022-02-11
Reporting Person: Hackworth Bryan M (SVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-11 | Common Stock | M | 1683 | — | Acquired | 51825 | Direct |
| 2022-02-11 | Common Stock | F | 993 | $35.32 | Disposed | 50832 | Direct |
| 2022-02-12 | Common Stock | M | 542 | — | Acquired | 51374 | Direct |
| 2022-02-12 | Common Stock | F | 320 | $35.32 | Disposed | 51054 | Direct |
| 2022-02-13 | Common Stock | M | 923 | — | Acquired | 51977 | Direct |
| 2022-02-13 | Common Stock | F | 525 | $35.32 | Disposed | 51452 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-11 | Restricted Stock Units | $ | M | 1683 | Disposed | Common Stock (1683) | Direct | |
| 2022-02-12 | Restricted Stock Units | $ | M | 542 | Disposed | Common Stock (542) | Direct | |
| 2022-02-12 | Employee Stock Option (Rt. To Buy) | $65.54 | J | 10095 | Disposed | 2022-02-12 | Common Stock (10095) | Direct |
| 2022-02-13 | Restricted Stock Units | $ | M | 923 | Disposed | Common Stock (923) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F3: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F4: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
F5: These stock options expired without exercise.
F6: This figure represents an aggregate number of stock options held by Reporting Person.