Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

UNIVERSAL ELECTRONICS INC Director's Dealing 2022

Feb 28, 2022

34452_dirs_2022-02-28_4fe75e2b-7cfd-41b6-8143-5ad728284ccd.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2022-02-22

Reporting Person: Chong David Cheung Hyen (Executive Vice President -Asia)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-02-25 Common Stock M 976 Acquired 17321 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-02-22 Restricted Stock Units $ A 6447 Acquired Common Stock (6447) Direct
2022-02-25 Restricted Stock Units $ M 976 Disposed Common Stock (976) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5112 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Options (Rt To Buy) $ Common Stock (0) 58205 Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2: These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.

F3: Restricted Stock Grant was issued out of the discretionary pool authorized and approved by the Compensation Committee of the Board of Directors on December 30, 2021 and ratified and approved by the Board of Directors on February 10, 2022 and finalized and awarded on February 22, 2022. The shares will vest over 3 years on a ratable annual basis.

F4: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F6: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.

F7: This figure represents an aggregate number of stock options held by Reporting Person.