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UNIVERSAL ELECTRONICS INC — Director's Dealing 2022
Apr 4, 2022
34452_dirs_2022-04-04_188e0835-313e-4806-8b18-479a83b899cc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2022-04-01
Reporting Person: Hamilton Sue Ann (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-01 | Common Stock | M | 1250 | — | Acquired | 12083 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-04-01 | Restricted Stock Units | $ | M | 1250 | Disposed | Common Stock (1250) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Rt. to buy) | $ | Common Stock (0) | 20000 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These shares are held in the Sue Ann R. Hamilton Trust Account. Ms. Hamilton disclaims ownership of the shares held by the Trust.
F3: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
F4: Exercise Price Determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F5: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F6: This figure represents an aggregate number of stock options held by Reporting Person.