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UNIVERSAL ELECTRONICS INC — Director's Dealing 2022
Jul 5, 2022
34452_dirs_2022-07-05_50e53624-a20b-442a-b000-d17cac823ab8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2022-07-01
Reporting Person: Hamilton Sue Ann (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-07-01 | Common Stock | M | 1250 | — | Acquired | 13333 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-07-01 | Restricted Stock Units | $ | M | 1250 | Disposed | Common Stock (1250) | Direct | |
| 2022-07-01 | Restricted Stock Units | $ | A | 5000 | Acquired | Common Stock (5000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Rt. to buy) | $ | Common Stock (0) | 20000 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These shares are held in the Sue Ann R. Hamilton Trust Account. Ms. Hamilton disclaims ownership of the shares held by the Trust.
F3: These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2022.
F4: Restricted stock units awarded on July 1, 2022 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2023.
F5: Exercise Price Determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F6: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F7: This figure represents an aggregate number of stock options held by Reporting Person.