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UNIVERSAL ELECTRONICS INC — Director's Dealing 2022
Oct 4, 2022
34452_dirs_2022-10-04_206f96c3-c559-4a2a-923d-8a72975c4a8c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2022-10-01
Reporting Person: PONTUAL ROMULO (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-10-01 | Common Stock | M | 889 | — | Acquired | 889 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-10-01 | Restricted Stock Units | $ | M | 889 | Disposed | Common Stock (889) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Empl. Stock Option (Rt. to Buy) | $ | Common Stock (0) | 20000 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and
generally vests and is paid quarterly on the first day following the end of each calendar quarter.
F3: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F4: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F5: This figure represents an aggregate number of stock options held by Reporting Person.