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UNIVERSAL ELECTRONICS INC — Director's Dealing 2021
Jan 4, 2021
34452_dirs_2021-01-04_3499f5bd-5380-4a29-a6ef-f66291780303.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2021-01-01
Reporting Person: STAPLETON GREGORY (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-01 | Common Stock | M | 1250 | $0.00 | Acquired | 35101 | Direct |
| 2021-01-01 | Common Stock | F | 625 | $52.055 | Disposed | 34476 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-01 | Restricted Stock Units | $ | M | 1250 | Disposed | Common Stock (1250) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F3: Price determined in accordance with the terms of the company's current Directors Compensation Plan.
F4: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021.