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UNIVERSAL ELECTRONICS INC Director's Dealing 2021

Jan 8, 2021

34452_dirs_2021-01-08_00b4083f-8b39-404d-bc82-69165a577a0f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2021-01-07

Reporting Person: Miketo Joseph (Sr. VP Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-07 Common Stock M 1169 Acquired 3282 Direct
2021-01-07 Common Stock F 578 $55.65 Disposed 2704 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-07 Restricted Stock Units $ M 1169 Disposed Common Stock (1169) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F4: The Reporting Person received a Restricted Stock Unit Grant of 3,506 RSU's on January 7, 2019, that vests over a 3 year ratable annual vesting schedule which began on January 7, 2020.