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UNIVERSAL ELECTRONICS INC — Director's Dealing 2021
Jan 8, 2021
34452_dirs_2021-01-08_00b4083f-8b39-404d-bc82-69165a577a0f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2021-01-07
Reporting Person: Miketo Joseph (Sr. VP Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-07 | Common Stock | M | 1169 | — | Acquired | 3282 | Direct |
| 2021-01-07 | Common Stock | F | 578 | $55.65 | Disposed | 2704 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-07 | Restricted Stock Units | $ | M | 1169 | Disposed | Common Stock (1169) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F3: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F4: The Reporting Person received a Restricted Stock Unit Grant of 3,506 RSU's on January 7, 2019, that vests over a 3 year ratable annual vesting schedule which began on January 7, 2020.
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