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UNIVERSAL ELECTRONICS INC Director's Dealing 2021

Feb 16, 2021

34452_dirs_2021-02-16_c0398e7d-22cc-40e9-a539-2807cb037708.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2021-02-13

Reporting Person: Chong David Cheung Hyen (Executive Vice President -Asia)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-13 Common Stock M 616 Acquired 11788 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-13 Restricted Stock Units $ M 616 Disposed Common Stock (616) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5112 Indirect

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2: These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.

F3: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.