Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

UNIVERSAL ELECTRONICS INC Director's Dealing 2021

Apr 2, 2021

34452_dirs_2021-04-02_dd3419a0-38f4-4410-b304-ebec84cb50fe.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2021-04-01

Reporting Person: Hamilton Sue Ann (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-04-01 Common Stock M 1250 Acquired 7083 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-04-01 Restricted Stock Units $ M 1250 Disposed Common Stock (1250) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Rt. to buy) $52.845 2029-11-01 Common Stock (20000) 20000 Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2: These shares are held in the Sue Ann R. Hamilton Trust Account. Ms. Hamilton disclaims ownership of the shares held by the Trust.

F3: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and
generally vests and is paid quarterly on the first day following the end of each calendar quarter.

F4: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F5: Stock Options were granted on November 1, 2019 by action of the Corporate Governance and Nominating Committee, and ratified by the Board of Directors. The options vest ratably over three years from the date granted, and will expire on November 1, 2029.