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UNIVERSAL ELECTRONICS INC Director's Dealing 2021

Jul 2, 2021

34452_dirs_2021-07-02_f41314f4-d829-4656-9165-5151767ed278.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2021-07-01

Reporting Person: VOGEL CARL E (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-07-01 Common Stock M 1250 Acquired 8750 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-07-01 Restricted Stock Units $ M 1250 Disposed Common Stock (1250) Direct
2021-07-01 Restricted Stock Units $ A 5000 Acquired Common Stock (5000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 37500 Indirect

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2: These shares are held in the Safe Harbour Capital Partners Irrevocable Trust (the "Trust"), of which the Reporting Person's spouse is the Trustee and beneficiary. The Reporting Person disclaims beneficial ownership of the Trust's shares.

F3: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021.

F4: Restricted stock units awarded on July 1, 2021 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2022.