UNIVERSAL ELECTRONICS INC — Director's Dealing 2021

Aug 16, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2021-08-13

Reporting Person: Chong David Cheung Hyen (Executive Vice President -Asia)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-13	Common Stock	M	616	—	Acquired	15114	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-08-13	Restricted Stock Units	$	M	616	Disposed		Common Stock (616)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	5112	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Options (Rt. To Buy)	$		Common Stock (0)	69305	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2: These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.

F3: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F5: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.

F6: This figure represents an aggregate number of stock options held by Reporting Person.