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UNIVERSAL ELECTRONICS INC — Director's Dealing 2021
Oct 5, 2021
34452_dirs_2021-10-05_52f36538-7955-4608-9ab0-76ce1e0b5e35.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2021-10-01
Reporting Person: MULLIGAN WILLIAM C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-01 | Common Stock | M | 1250 | — | Acquired | 22413 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-01 | Restricted Stock Units | $ | M | 1250 | Disposed | Common Stock (1250) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2490 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust.
F3: These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and
generally vests and is paid quarterly on the first day following the end of each calendar quarter.
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