UNIVERSAL ELECTRONICS INC - Director's Dealing 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2021-11-12

Reporting Person: ARLING PAUL D (Director, CEO)

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-12	Common Stock	M	1895	—	Acquired	219607	Indirect
2021-11-12	Common Stock	F	897	$39.18	Disposed	218710	Indirect
2021-11-13	Common Stock	M	2001	—	Acquired	220711	Indirect
2021-11-13	Common Stock	F	947	$39.18	Disposed	219764	Indirect

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-12	Restricted Stock Units	$	M	1895	Disposed		Common Stock (1895)	Direct
2021-11-13	Restricted Stock Units	$	M	2001	Disposed		Common Stock (2001)	Direct

Security	Shares	Ownership
Common Stock	1800	Direct
Common Stock	1000	Indirect

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (Rt to Buy)	$		Common Stock (0)	419405	Direct

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2: These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares.

F3: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F5: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F6: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F7: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.

F8: This figure represents an aggregate number of stock options held by Reporting Person.