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UNIVERSAL ELECTRONICS INC — Director's Dealing 2020
Jan 3, 2020
34452_dirs_2020-01-03_ce0f46d4-5af0-4851-9b62-59993d991206.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2019-12-31
Reporting Person: Hamilton Sue Ann (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-31 | Common Stock | M | 833 | $0.00 | Acquired | 833 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-31 | Restricted Stock Units | $ | M | 833 | Disposed | Common Stock (833) | Direct |
Footnotes
F1: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018.
F2: These shares are held in the Sue Ann R. Hamilton Trust Account. Ms. Hamilton disclaims ownership of the shares held by the Trust.
F3: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F4: These restricted stock units granted on November 1, 2019 and vest as follows: 833 vested on December 31, 2019, 1250 shares will vest on March 31, 2020, and 1250 shares will vest on June 30, 2020.
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