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UNIVERSAL ELECTRONICS INC Director's Dealing 2020

Jan 3, 2020

34452_dirs_2020-01-03_ce0f46d4-5af0-4851-9b62-59993d991206.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2019-12-31

Reporting Person: Hamilton Sue Ann (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-31 Common Stock M 833 $0.00 Acquired 833 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-12-31 Restricted Stock Units $ M 833 Disposed Common Stock (833) Direct

Footnotes

F1: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018.

F2: These shares are held in the Sue Ann R. Hamilton Trust Account. Ms. Hamilton disclaims ownership of the shares held by the Trust.

F3: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4: These restricted stock units granted on November 1, 2019 and vest as follows: 833 vested on December 31, 2019, 1250 shares will vest on March 31, 2020, and 1250 shares will vest on June 30, 2020.