UNIVERSAL ELECTRONICS INC — Director's Dealing 2020

Jan 28, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2020-01-22

Reporting Person: Ammari Ramzi (Sr.VP Corp Planning & Strategy)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	9644	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$		Common Stock (1160)		Direct
Restricted Stock Units	$		Common Stock (3264)		Direct
Restricted Stock Units	$		Common Stock (7390)		Direct
Stock Option Grant	$27.065	2026-02-13	Common Stock (19455)		Direct

Footnotes

F1: The Reporting Person received a Restricted Stock Unit Grant of 3,480 RSU's on February 16, 2017, that vests over a 3 year ratable annual vesting schedule which began on February 16, 2018.

F2: Not Applicable.

F3: This figure represents the number of Restricted Stock Units outstanding on the RSU Grant dated February 16, 2017.

F4: Each Restricted Stock Unit represents a contingent right to receive 1 share of UEI Common Stock.

F5: The Reporting Person received a Restricted Stock Unit Grant of 4,896 RSU's on February 21, 2018, that vests over a 3 year ratable annual vesting schedule which began on February 21, 2019.

F6: This figure represents the number of Restricted Stock Units outstanding on the RSU Grant dated February 21, 2018.

F7: The Reporting Person received a Restricted Stock Unit Grant of 7,390 RSU's on February 13, 2019, that vests over a 3 year vesting schedule. The first traunche of 33.33% will vest on February 13, 2020, and then 8.33% each quarter thereafter.

F8: Stock Option Grant was awarded on February 13, 2019, and will vest over a 3 year schedule as follows: 33.33% on February 13, 2020, and 8.33% quarterly thereafter.