AI assistant
UNIVERSAL ELECTRONICS INC — Director's Dealing 2020
Jan 28, 2020
34452_dirs_2020-01-28_4cd35933-f9e3-4f26-9eb2-13f196f02db1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2020-01-22
Reporting Person: Miketo Joseph (Sr. VP Operations)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 782 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (2337) | Direct | ||
| Restricted Stock Units | $ | Common Stock (6984) | Direct |
Footnotes
F1: The Reporting Person received a Restricted Stock Unit Grant of 3,506 RSU's on January 7, 2019, that vests over a 3 year ratable annual vesting schedule which began on January 7, 2020.
F2: Not Applicable.
F3: This figure represents the number of Restricted Stock Units outstanding on the RSU Grant dated January 7, 2019.
F4: Each Restricted Stock Unit represents a contingent right to receive one share of UEI Common Stock.
F5: The Reporting Person received a Restricted Stock Unit Grant of 6,984 RSU's on February 19, 2019, that vests over a 3 year ratable annual vesting schedule beginning on February 19, 2020.