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UNIVERSAL ELECTRONICS INC — Director's Dealing 2020
Dec 23, 2020
34452_dirs_2020-12-23_551b957f-e660-47fc-8659-60fb6d5828e2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2020-12-21
Reporting Person: VOGEL CARL E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-21 | Common Stock | G | 37500 | $0.00 | Disposed | 0 | Indirect |
| 2020-12-21 | Common Stock | G | 37500 | $0.00 | Acquired | 37500 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5000 | Direct |
Footnotes
F1: On November 30, 2020, the Reporting Person transferred 37,500 directly owned shares for no consideration to Safe Harbor Capital Partners, LLC (the "LLC") in a transaction exempt from reporting under Rule 16a-13.
F2: On December 21, 2020, the Reporting Person gifted 99% of the LLC member interest to Safe Harbour Capital Partners Irrevocable Trust (the "Trust"), of which the Reporting Person's spouse is the trustee and beneficiary. The Reporting Person retains 1% of the LLC member interest and is the LLC's managing member. The Reporting Person disclaims beneficial ownership of the Trust's shares.