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UNIVERSAL ELECTRONICS INC — Director's Dealing 2019
Jul 3, 2019
34452_dirs_2019-07-03_880e3960-8c95-4af1-b20b-769a652a9871.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2019-06-30
Reporting Person: STAPLETON GREGORY (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-30 | Common Stock | M | 1250 | $0.00 | Acquired | 31351 | Direct |
| 2019-06-30 | Common Stock | F | 625 | $40.24 | Disposed | 30726 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-06-30 | Restricted Stock Units | $ | M | 1250 | Disposed | Common Stock (1250) | Direct | |
| 2019-07-01 | Restricted Stock Units | $ | A | 5000 | Acquired | Common Stock (5000) | Direct |
Footnotes
F1: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018.
F2: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F3: Price determined in accordance with the terms of the company's current Directors Compensation Plan.
F4: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F5: These restricted stock units granted on July 1, 2018 will vest 25% each quarter, commencing on September 30, 2018.
F6: RSU Grant awarded pursuant to the 2018 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2019 Annual Meeting of Stockholders. These Restricted Stock Units will vest 25% each quarter, commencing on September 30, 2019.