UNIVERSAL ELECTRONICS INC — Director's Dealing 2019

Nov 13, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2019-11-08

Reporting Person: Chong David Cheung Hyen (Executive Vice President -Asia)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-08	Common Stock	M	332	$0.00	Acquired	332	Direct
2019-11-08	Common Stock	M	371	$0.00	Acquired	703	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-11-08	Restricted Stock Units	$	M	332	Disposed		Common Stock (332)	Direct
2019-11-08	Restricted Stock Units	$	M	371	Disposed		Common Stock (371)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	17980	Indirect

Footnotes

F1: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017.

F2: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018.

F3: These 17,980 shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.

F4: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.