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UNIVERSAL ELECTRONICS INC — Director's Dealing 2018
Jul 3, 2018
34452_dirs_2018-07-03_ea6a6ac6-5e62-4552-9b0c-b6c71b96a8f8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2018-06-30
Reporting Person: VOGEL CARL E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-30 | Common Stock | M | 1250 | $0.00 | Acquired | 23750 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-30 | Restricted Stock Units | $ | M | 1250 | Disposed | Common Stock (1250) | Direct | |
| 2018-07-01 | Restricted Stock Units | $ | A | 5000 | Acquired | Common Stock (5000) | Direct |
Footnotes
F1: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004.
F2: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F3: These restricted stock units granted on July 1, 2017 and vested 25% each quarter, commencing on September 30, 2017.
F4: Restricted Stock Units awarded pursuant to the 2004 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2018 Annual Meeting of Stockholders. These units will vest 25% each quarter, commencing on September 30, 2018.
F5: These restricted stock units granted on July 1, 2018 and will vest 25% each quarter, commencing on September 30, 2018.