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UNIVERSAL ELECTRONICS INC — Director's Dealing 2017
Dec 6, 2017
34452_dirs_2017-12-06_cc40e63a-5f46-4907-a40c-950f6b86ed05.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2017-12-06
Reporting Person: Chong David Cheung Hyen (Executive Vice President -Asia)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-06 | Common Stock | M | 4550 | $19.245 | Acquired | 31657 | Direct |
| 2017-12-06 | Common Stock | S | 4550 | $50.3099 | Disposed | 27107 | Direct |
| 2017-12-06 | Common Stock | M | 7000 | $35.275 | Acquired | 34107 | Direct |
| 2017-12-06 | Common Stock | S | 7000 | $50.3099 | Disposed | 27107 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-06 | Employee Stock Option (Rt to Buy) | $19.245 | M | 4550 | Disposed | 2023-02-13 | Common Stock (4550) | Direct |
| 2017-12-06 | Employee Stock Option (Rt to Buy) | $35.275 | M | 7000 | Disposed | 2021-02-12 | Common Stock (7000) | Direct |
Footnotes
F1: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F2: This is a weighted average of the price traded.
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