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UNIVERSAL ELECTRONICS INC — Director's Dealing 2016
Feb 24, 2016
34452_dirs_2016-02-24_6a3cf378-9136-42f0-8a93-a4b947372354.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2016-02-23
Reporting Person: FIREHAMMER RICHARD A JR (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-23 | Common Stock | M | 2850 | $20.085 | Acquired | 6947 | Direct |
| 2016-02-23 | Common Stock | S | 2850 | $53.1225 | Disposed | 4097 | Direct |
| 2016-02-23 | Common Stock | M | 9100 | $19.245 | Acquired | 13197 | Direct |
| 2016-02-23 | Common Stock | S | 9100 | $53.1225 | Disposed | 4097 | Direct |
| 2016-02-23 | Common Stock | M | 8063 | $35.275 | Acquired | 12160 | Direct |
| 2016-02-23 | Common Stock | S | 8063 | $53.1225 | Disposed | 4097 | Direct |
| 2016-02-23 | Common Stock | S | 1400 | $53.1225 | Disposed | 2697 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-23 | Employee Stock Option (Rt to Buy) | $20.085 | M | 2850 | Disposed | 2022-02-08 | Common Stock (2850) | Direct |
| 2016-02-23 | Employee Stock Option (Rt to Buy) | $19.245 | M | 9100 | Disposed | 2023-02-13 | Common Stock (9100) | Direct |
| 2016-02-23 | Employee Stock Option (Rt to Buy) | $35.275 | M | 8063 | Disposed | 2021-02-12 | Commom Stock (8063) | Direct |
Footnotes
F1: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F2: This is a weighted average of the price traded.
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