AI assistant
UNIVERSAL ELECTRONICS INC — Director's Dealing 2016
Jul 1, 2016
34452_dirs_2016-07-01_7da8686d-ba54-41d4-a858-dc32aa3807a4.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2016-06-30
Reporting Person: STAPLETON GREGORY (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-30 | Common Stock | M | 1250 | $0.00 | Acquired | 23476 | Direct |
| 2016-06-30 | Common Stock | F | 550 | $71.155 | Disposed | 22926 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-30 | Restricted Stock Units | $ | M | 1250 | Disposed | Common Stock (1250) | Direct | |
| 2016-07-01 | Restricted Stock Units | $ | A | 5000 | Acquired | Common Stock (5000) | Direct |
Footnotes
F1: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004.
F2: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F3: Price determined in accordance with the terms of the 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004.
F4: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F5: These restricted stock units granted on July 1, 2015 and vested 25% each quarter, commencing on September 30, 2015.
F6: Restricted Stock Units awarded pursuant to the 2004 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2016 Annual Meeting of Stockholders. These units will vest 25% each quarter, commencing on September 30, 2016.