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UNIVERSAL ELECTRONICS INC Director's Dealing 2016

Aug 15, 2016

34452_dirs_2016-08-15_cbbb5142-3af1-49ea-8fe3-701f76388a5d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2016-08-12

Reporting Person: ARLING PAUL D (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-12 Common Stock M 1654 $0.00 Acquired 167751 Direct
2016-08-12 Common Stock F 863 $76.405 Disposed 166888 Direct
2016-08-12 Common Stock M 1017 $0.00 Acquired 167905 Direct
2016-08-12 Common Stock F 530 $76.405 Disposed 167375 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-08-12 Restricted Stock Unit $ M 1654 Disposed Common Stock (1654) Direct
2016-08-12 Restricted Stock Unit $ M 1017 Disposed Common Stock (1017) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1000 Indirect

Footnotes

F1: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 4, 2013 and ratified by the Board of Directors on February 12-13, 2014.

F2: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F4: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 16, 2015 and ratified by the Board of Directors on February 11-12, 2015.

F5: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F6: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.