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UNIVERSAL ELECTRONICS INC — Director's Dealing 2016
Aug 18, 2016
34452_dirs_2016-08-18_38c77868-f644-42aa-994a-d335a1673efa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2016-08-18
Reporting Person: Hackworth Bryan M (SVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-18 | Common Stock | M | 8700 | $29.25 | Acquired | 41314 | Direct |
| 2016-08-18 | Common Stock | S | 8700 | $78.4164 | Disposed | 32614 | Direct |
| 2016-08-18 | Common Stock | M | 14300 | $20.085 | Acquired | 46914 | Direct |
| 2016-08-18 | Common Stock | S | 14300 | $78.4164 | Disposed | 32614 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-18 | Employee Stock Option (Rt to Buy) | $29.25 | M | 8700 | Disposed | 2021-04-06 | Common (8700) | Direct |
| 2016-08-18 | Employee Stock Option (Rt to Buy) | $20.085 | M | 14300 | Disposed | 2022-02-08 | Common (14300) | Direct |
Footnotes
F1: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F2: This is the weighted average of the price traded. The high was $78.99 and the low was $78.00.
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