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UNIVERSAL ELECTRONICS INC — Director's Dealing 2016
Oct 3, 2016
34452_dirs_2016-10-03_6300231c-8645-494e-baed-25ef3fdfc387.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2016-09-30
Reporting Person: STAPLETON GREGORY (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-30 | Common Stock | M | 1250 | $0.00 | Acquired | 24176 | Direct |
| 2016-09-30 | Common Stock | F | 550 | $74.985 | Disposed | 23626 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-30 | Restricted Stock Units | $ | M | 1250 | Disposed | Common Stock (1250) | Direct |
Footnotes
F1: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004.
F2: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F3: Price determined in accordance with the terms of the 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004.
F4: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F5: These restricted stock units granted on July 1, 2016 and will vest 25% each quarter, commencing on September 30, 2016.