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UNIVERSAL ELECTRONICS INC — Director's Dealing 2016
Nov 15, 2016
34452_dirs_2016-11-15_901be077-71d6-45fe-94ab-2e5e02a798c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2016-11-12
Reporting Person: Chong David Cheung Hyen (Executive Vice President -Asia)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-12 | Common Stock | M | 614 | $0.00 | Acquired | 22190 | Direct |
| 2016-11-12 | Common Stock | M | 350 | $0.00 | Acquired | 22540 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-12 | Restricted Stock Unit | $ | M | 614 | Acquired | Common Stock (614) | Direct | |
| 2016-11-12 | Restricted Stock Unit | $ | M | 350 | Acquired | Common Stock (350) | Direct |
Footnotes
F1: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 4, 2013 and ratified by the Board of Directors on February 12-13, 2014.
F2: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 16, 2015 and ratified by the Board of Directors on February 11-12, 2015.
F3: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F4: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.