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UNIVERSAL ELECTRONICS INC — Director's Dealing 2015
Nov 13, 2015
34452_dirs_2015-11-13_5e868253-2789-46f8-85d6-8d215056f677.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2015-11-12
Reporting Person: ARLING PAUL D (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-12 | Common Stock | M | 1654 | $0.00 | Acquired | 159659 | Direct |
| 2015-11-12 | Common Stock | F | 863 | $46.65 | Disposed | 158796 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-12 | Restricted Stock Unit | $ | M | 1654 | Disposed | Common Stock (1654) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
Footnotes
F1: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 4, 2013 and ratified by the Board of Directors on February 12-13, 2014.
F2: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F3: Price determined in accordance with the Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 4, 2013 and ratified by the Board of Directors on February 12-13, 2014.
F4: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F5: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.