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UNIVERSAL ELECTRONICS INC — Director's Dealing 2015
Nov 16, 2015
34452_dirs_2015-11-16_51c7c746-3174-4390-babb-3b3228131a6d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2015-11-13
Reporting Person: Kopaskie Mark S (Strategic Advisor to the CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-13 | Common Stock | M | 950 | $0.00 | Acquired | 2005 | Direct |
| 2015-11-13 | Common Stock | F | 495 | $46.675 | Disposed | 1510 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-13 | Restricted Stock Units | $ | M | 950 | Disposed | Common Stock (950) | Direct |
Footnotes
F1: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on February 4, 2013 and ratified by the Board of Directors on February 13-14, 2013.
F2: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F3: Price determined in accordance with the Restricted Stock Grant Stock approved by the Compensation Committee of the Board of Directors on February 4, 2013 and ratified by the Board of Directors on February 13-14, 2013.
F4: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F5: These restricted stock units granted on February 13, 2013 vest over a 3 year ratable quarterly vesting period which began on May 13, 2013.