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UNIVERSAL ELECTRONICS INC — Director's Dealing 2015
Jul 2, 2015
34452_dirs_2015-07-02_f97231e9-eefd-488b-bcc7-2a2098c617c6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2015-06-30
Reporting Person: VOGEL CARL E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-30 | Common Stock | A | 1250 | $49.99 | Acquired | 8750 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-07-01 | Restricted Stock Units | $0.00 | A | 5000 | Acquired | Common Stock (5000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Rt to Buy) | $ | Common Stock (20000) | 20000 | Direct |
Footnotes
F1: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004.
F2: Price determined in accordance with the terms of the 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004.
F3: Restricted Stock Units awarded pursuant to the 2004 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2015 Annual Meeting of Stockholders. These units will vest 25% each quarter, commencing on September 30, 2015.
F4: Figure represents the aggregate number of unvested RSUs as of the reporting date.
F5: Exercise Price was reported when the Stock Options were initially granted. This holding represents an aggregate number of unexercised Stock Options held and may include a number of different Stock Option Grants.
F6: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted. This holding represents an aggregate number of unexercised Stock Options held and may include a number of different Stock Option Grants.
F7: Figure represents the number of unexercised Stock Options held as of the reporting date.